Cost of Capital


  1. Define cost of capital. Mention the importance of cost of capital? Cost of capital computation based on certain assumptions. Discuss.

Ans. Cost of capital is an integral part of investment decision as it is used to measure the worth of investment proposal provided by the business concern. It is used as a discount rate in determining the present value of future cash flows associated with capital projects. Cost of capital is also called as cut-off rate, target rate, hurdle rate and required rate of return. When the firms are using different sources of finance, the finance manager must take careful decision with regard to the cost of capital; because it is closely associated with the value of the firm and the earning capacity of the firm.
Cost of capital is the rate of return that a firm must earn on its project investments to maintain its market value and attract funds.
Cost of capital is the required rate of return on its investments which belongs to equity, debt and retained earnings. If a firm fails to earn return at the expected rate, the market value of the shares will fall and it will result in the reduction of overall wealth of the shareholders.
According to the definition of John J. Hampton “ Cost of capital is the rate of return the firm required from investment in order to increase the value of the firm in the market place”.
According to the definition of Solomon Ezra, “Cost of capital is the minimum required rate of earnings or the cut-off rate of capital expenditure”.
Assumption of Cost of Capital
Cost of capital is based on certain assumptions which are closely associated while calculating and measuring the cost of capital. It is to be considered that there are three basic concepts:

1.  It is not a cost as such. It is merely a hurdle rate.

2.  It is the minimum rate of return.

3.  It consis of three important risks such as zero risk level, business risk and financial risk. Cost of capital can be measured with the help of the following equation.
K = rj + b + f.

Where,

K = Cost of capital.

rj = The riskless cost of the particular type of finance. b = The business risk premium.

f = The financial risk premium.

IMPORTANCE OF COST OF CAPITAL

Computation of cost of capital is a very important part of the financial management to decide the capital structure of the business concern.

Importance to Capital Budgeting Decision

Capital budget decision largely depends on the cost of capital of each source. According to net present value method, present value of cash inflow must be more than the present value of cash outflow. Hence, cost of capital is used to capital budgeting decision.

Importance to Structure Decision

Capital structure is the mix or proportion of the different kinds of long term securities. A firm uses particular type of sources if the cost of capital is suitable. Hence, cost of capital helps to take decision regarding structure.

Importance to Evolution of Financial Performance

Cost of capital is one of the important determine which affects the capital budgeting, capital structure and value of the firm. Hence, it helps to evaluate the financial performance of the firm.

Importance to Other Financial Decisions

Apart from the above points, cost of capital is also used in some other areas such as, market value of share, earning capacity of securities etc. hence, it plays a major part in the financial management.


  
Q2. Explain the computation of specific sources of cost of capital How over all cost of capital is calculated?

Ans. In making investment decisions, cost of different types of capital is measured and compared. The source, which is the cheapest, is chosen and capital is raised.
The area to be focussed on is how to measure the cost of different sources of capital. It is based largely on forecasts and is subject to various margins of error. While computing the cost of capital, care should be taken for factors like needs and requirements of the company, the conditions under which it is raising its capital, corporate policy constraints, and level of expectations of investors.
A company raises funds from different sources, and therefore, composite cost of capital can be determined after specific cost of each type of fund has been obtained. It is, therefore, necessary to determine the specific cost of each source in order to determine the minimum obligation of a company,i.e., composite cost of raising capital
Computation of cost of capital consists of two important parts:

  1. Measurement of specific costs

  1. Measurement of overall cost of capital

Measurement of Cost of Capital

It refers to the cost of each specific sources of finance like:

     Cost of equity

     Cost of debt

     Cost of preference share

     Cost of retained earnings

Cost of Equity

Cost of equity capital is the rate at which investors discount the expected dividends of the firm to determine its share value.

Conceptually the cost of equity capital (Ke) defined as the “Minimum rate of return that a firm must earn on the equity financed portion of an investment project in order to leave unchanged the market price of the shares”.

Cost of equity can be calculated from the following approach:

     Dividend price (D/P) approach

     Dividend price plus growth (D/P + g) approach

     Earning price (E/P) approach

     Realized yield approach.

Dividend Price Approach

The cost of equity capital will be that rate of expected dividend which will maintain the present market price of equity shares.

Dividend price approach can be measured with the help of the following formula:


Where,
Ke = Cost of equity capital

D  = Dividend per equity share
Np = Net proceeds of an equity share


Dividend Price Plus Growth Approach

The cost of equity is calculated on the basis of the expected dividend rate per share plus growth in dividend. It can be measured with the help of the following formula:
 Ke= (D/Np ) + g

Where,
Ke = Cost of equity capital

D  = Dividend per equity share

g = Growth in expected dividend Np = Net proceeds of an equity share
Earning Price Approach

Cost of equity determines the market price of the shares. It is based on the future earning prospects of the equity. The formula for calculating the cost of equity according to this approach is as follows.

Ke = E/NP

Where,
Ke  = Cost of equity capital

E    = Earning per share
Np  = Net proceeds of an equity share


Realized Yield Approach

It is the easy method for calculating cost of equity capital. Under this method, cost of equity is calculated on the basis of return actually realized by the investor in a company on their equity capital.

Ke = PV * D
Where,
Ke   = Cost of equity capital.

PVƒ = Present value of discount factor.

D     = Dividend per share.

Capital asset pricing model approach

This model establishes a relationship between the required rate of return of a security and its systematic risks expressed as ―β‖. According to this model,

Ke = Rf + β (Rm – Rf)

Where Ke is the rate of return on share
Rf is the risk free rate of return
β is the beta of security
Rm is rate of return on market portfolio
Beta (β) of a security is a measure of a stock's volatility in relation to the market. By definition, the market has a beta of 1.0, and individual stocks are ranked according to how much they deviate from the market. A stock that swings more than the market over time has a beta above 1.0. If a stock moves less than the market, the stock's beta is less than 1.0. High-beta stocks are supposed to be riskier but provide a potential for higher returns.Low-beta stocks pose less risk but also lower returns.
Beta is a key component for the Capital Asset Pricing Model (CAPM), which is used to calculate cost of equity. We know that the cost of capital represents the discount rate used to arrive at the present value of a company's future cash flows. All things being equal, the higher a company's beta, the higher its cost of capital discount rate. The higher the discount rate, the lower the present value placed on the company's future cash flows.
In short, beta can impact a company's share valuation.The CAPM model is based on some assumptions, some of which are:
 Investors are risk-averse.
 Investors make their investment decisions on a single-period horizon.
 Transaction costs are low and therefore can be ignored. This translates to assets being bought and sold in any quantity desired. The only considerations that matter are the price and amount of money at the investor‘s disposal.
 All investors agree on the nature of return and risk associated with each
investment.

Cost of Debt

Cost of debt is the after tax cost of long-term funds through borrowing. Debt may be issued at par, at premium or at discount and also it may be perpetual or redeemable.

Debt Issued at Par

Debt issued at par means, debt is issued at the face value of the debt. It may be calculated with the help of the following formula.

Kd = (1 – t) R

Where,

Kd = Cost of debt capital t = Tax rate

R = Debenture interest rate

Debt Issued at Premium or Discount

If the debt is issued at premium or discount, the cost of debt is calculated with the help of the following formula.

Kd  = I (1-t) / NP
          

Where,
Kd = Cost of debt capital

I = Annual interest payable Np = Net proceeds of debenture

t = Tax rate

Cost of Perpetual Debt and Redeemable Debt

It is the rate of return which the lenders expect. The debt carries a certain rate of interest.

Kdb =
I + 1 / n(P N p )n

1 / n(P +  N p ) / 2





Where,

I = Annual interest payable P = Par value of debt
Np = Net proceeds of the debenture
n = Number of years to maturity
Kdb = Cost of debt before tax.

Cost of debt after tax can be calculated with the help of the following formula:

K d a= K d b× (1–t)

Where,

Kda = Cost of debt after tax
Kdb = Cost of debt before tax
t = Tax rate



Cost of Preference Share Capital

Cost of preference share capital is the annual preference share dividend by the net proceeds from the sale of preference share.

There are two types of preference shares irredeemable and redeemable. Cost of redeemable preference share capital is calculated with the help of the following formula:

K p  =  Dp
N p

Where,
Kp = Cost of preference share
Dp = Fixed preference dividend
Np = Net proceeds of an equity share
Cost of irredeemable preference share is calculated with the help of the following formula:



Kp
=
D p  (P N p )/n




(P  N p )/2








Where,












Kp =
Cost of preference share





Dp =
Fixed preference share





P =
Par value of debt





Np =
Net proceeds of the preference share


n =
Number of maturity period.





Cost of Retained Earnings

Retained earnings is one of the sources of finance for investment proposal; it is different from other sources like debt, equity and preference shares. Cost of retained earnings is the same as the cost of an equivalent fully subscripted issue of additional shares, which is measured by the cost of equity capital. Cost of retained earnings can be calculated with the help of the following formula:
Kr=Ke (1 – t) (1 – b)

Where,

Kr = Cost of retained earnings
Ke = Cost of equity
t = Tax rate
b = Brokerage cost

Measurement of Overall Cost of Capital

It is also called as weighted average cost of capital and composite cost of capital. Weighted average cost of capital is the expected average future cost of funds over the long run found by weighting the cost of each specific type of capital by its proportion in the firms capital structure.

The computation of the overall cost of capital (Ko) involves the following steps.

(a)    Assigning weights to specific costs.

(b)     Multiplying the cost of each of the sources by the appropriate weights.

(c)     Dividing the total weighted cost by the total weights.

The overall cost of capital can be calculated with the help of the following formula; Ko = Kd Wd + Kp Wp + Ke We + Kr Wr

Where,

Ko = Overall cost of capital Kd = Cost of debt

Kp = Cost of preference share Ke = Cost of equity
Kr = Cost of retained earnings
Wd= Percentage of debt of total capital
 Wp = Percentage of preference share to total capital We = Percentage of equity to total capital
Wr = Percentage of retained earnings

Weighted average cost of capital is calculated in the following formula also:





Σ XW Kw    ΣW

Where,

Kw = Weighted average cost of capital

X = Cost of specific sources of finance

W = Weight, proportion of specific sources of finance.



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